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Sharon Louise Pugh

Wells Fargo Clearing Services, LLC

Lemoyne, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-12
TX RA APPROVED 2014-11-14
  • PA RA
    APPROVED
    Since 2016-09-12
  • TX RA
    APPROVED
    Since 2014-11-14

Branch Locations

3 Lemoyne Dr, Lemoyne, PA 17043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Harrisburg PA 10/2010 11/2016
Wells Fargo Clearing Services, Llc Harrisburg PA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-17
S63 Uniform Securities Agent State Law Examination 1991-08-30
  • S66 Uniform Combined State Law Examination
    2018-09-17
  • S63 Uniform Securities Agent State Law Examination
    1991-08-30
Other Names
  • Sharon Louise Taylor
  • Sharon Louise Pugh
  • Sharon Louise Taylor

View on SEC IAPD

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Other Offices

RBC CAPITAL MARKETS, LLC · LEMOYNE, PA
OSAIC ADVISORY SERVICES, LLC · Lemoyne, PA
LPL FINANCIAL LLC · LEMOYNE, PA
CETERA INVESTMENT ADVISERS LLC · LEMOYNE, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LEMOYNE, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Camp Hill, PA
YOFFE INVESTMENT MANAGEMENT, LLC · LEMOYNE, PA
LPL FINANCIAL LLC · LEMOYNE, PA

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