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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-12 |
| KS | RA | APPROVED | 2006-08-11 |
Branch Locations
2445 Sw Wanamaker Rd Ste 100, Topeka, KS 66614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Topeka | KS | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Topeka | KS | 11/2016 | Present |
RENTAL PROPERTY, INVT RELATED, MERIDEN, KS, 100% OWNERSHIP WITH SPOUSE, START DATE 10/20/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; OZAWKIE, KS; START DATE: 11/23/2021; 1 HR PER MONTH; 1 HR DURING TRADING. POWER OF ATTORNEY FOR FATHER; INV. RELATED; OZAWKIE, KS; START DATE: 11/23/2021; 1 HR PER MONTH; 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-20 |
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