David Michael Wolfe

Current Employers

Employment History

• 01/2016 → 12/2016
  Thrivent Investment Management Inc
  Minneapolis, MN
• 01/2016 → 12/2016
  Thrivent Financial
  Minneapolis, MN
• 01/2017 → 03/2019
  Gradient Securities, Llc
  Arden Hills, MN
• 12/2014 → Present
  Flyaway Beach Partners, Llc
  Richmond, MN
• 04/2019 → Present
  Rbc Capital Markets, Llc.
  Minneapolis, MN

Previous Registrations

• 2017-01-23 → 2019-03-29
  Gradient Securities, Llc
  Arden Hills, MN
• 2016-04-11 → 2016-12-31
  Thrivent Investment Management Inc.
  Minneapolis, MN

Other Businesses

1. MINNESOTA SECURITIES DEALERS ASSOCIATION; NOT INVESTMENT RELATED; 5858 PARK AVE S, MINNEAPOLIS, MN 55417; PROFESSIONAL TRADE ORGANIZATION; TREASURER; START 11/10/2015; A PROFESSIONAL TRADE ORGANIZATION THAT WORKS TO IMPROVE THE ETHICS, BUSINESS STANDARDS AND WORKING ENVIRONMENT FOR MEMBERS, WHO ARE ENGAGED IN THE BUYING, SELLING AND TRADING OF SECURITIES; 1 HOUR PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS. ATTEND MEETINGS AND CONFERENCES. CONSULT WITH LOCAL MEMBERS AND SECURITIES TRADE ASSOCIATION REPRESENTATIVES ON LEGISLATIVE INITIATIVES AFFECTING THE BUSINESS. VOTE ON VENUE CHOICES AND MENU SELECTIONS FROM PROVIDERS FOR CONFERENCES AND EVENTS. VOTE ON MEMBERSHIP DUES AND CHARITABLE DISBURSEMENTS, CONTACT POSSIBLE SPONSORS FOR EVENTS. 2. FLYAWAY BEACH PARTNERS, LLC; INVESTMENT RELATED; REAL ESTATE HOLDING COMPANY; PART OWNER; START 12/2014; 0 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; PAY TAXES.

Exams

• S66 Uniform Combined State Law Examination
  2016-04-08
• S63 Uniform Securities Agent State Law Examination
  1986-01-18