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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-23
PA RA APPROVED 2023-03-22
  • TX RA
    APPROVED_RES
    Since 2023-03-23
  • PA RA
    APPROVED
    Since 2023-03-22

Branch Locations

2591 Wexford Bayne Rd Suite 205, Sewickley, PA 15143 • United States

Pleasant Hills, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harvest Financial Corporation Pittsburgh PA 08/2009 03/2023
Lpl Financial Llc Pittsburgh PA 03/2023 Present
  • 08/2009 → 03/2023
    Harvest Financial Corporation
    Pittsburgh, PA
  • 03/2023 → Present
    Pittsburgh, PA
Previous Registrations
  • 2016-03-29 → 2023-04-07
    Fort Mill, SC
    Pittsburgh, PA
  • 2012-04-05 → 2016-07-15
    Dibiase & Ruscetti Associates, Inc.
    Pittsburgh, PA
Other Businesses

1) 11/10/2022 - Harvest Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-01
S63 Uniform Securities Agent State Law Examination 1998-11-06
  • S65 Uniform Investment Adviser Law Examination
    2010-06-01
  • S63 Uniform Securities Agent State Law Examination
    1998-11-06

View on SEC IAPD

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