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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-04-05 |
| MD | RA | APPROVED | 2001-01-01 |
Branch Locations
11350 Mccormick Road, Executive Plaza Iii Suite 202, Hunt Valley, MD 21031 • United States
Towson, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Sparks | MD | 11/2008 | 06/2019 |
| Park Avenue Securities Llc | Sparks | MD | 11/2008 | 06/2019 |
| Guardian Life Insurance | Hunt Valley | MD | 06/2019 | Present |
| Park Avenue Securities | Hunt Valley | MD | 06/2019 | Present |
| Guardian Life Insurance Company | Towson | MD | 05/2024 | Present |
| Park Avenue Securities | Towson | MD | 06/2024 | Present |
1. Towson United Methodist Church Stewardship Committee Member, Stewardship Committee Start: 04/01/2016 Address: 201 Hampton Lane Towson, Maryland 21286, Hrs per month - Tot/Bus: 3/2, Not investment related, 2. Chairman, Member, Planned Giving Committee, Towson United Methodist Church Organizing a Planned Giving Education Program for the congregation of the Church Start: 07/01/2017 Address: 501 Hampton Lane Towson, Maryland 21286, Hrs per month - Tot/bus: 3/2, Not investment related, 3. Non-Guardian Brokerage Business I write brokerage business for life, disability,long term care, and annuity products that are not available in Guardian's product portfolio. Start: 01/01/2010 Address: Executive Plaza 3, Suite 202 11350 McCormick Road Hunt Valley, MD 21031, Hrs per month - tot/bus: 10/5, Investment related, 4. Personal Representative for Estate of Margaret Donovan, Start Date: 1/2/2026, Nature: Personal Representative for estate, Address: 945 Starbit Road, Towson, Maryland, 21286, Duties: Inventory her assets, sell her home, notify individuals named in will, 15 total hours per month; 15 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-11 |
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