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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-23
TN RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-04-23
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 Present
Previous Registrations
  • 2005-08-19 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
  • 2004-01-08 → 2005-08-24
    Morgan Stanley Dw Inc.
    Memphis, TN
Other Businesses

(1)Name of Business: germentown athletic club Address: 1801 Exeter Road, Germantown, TN, 38138, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 01/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Approximately4-5 meetings a year that last around an hour to discuss activities of the fitness club. (2)Name of Business: wolbrecht limited partnership Address: 3127 steeplegate drive, germantown , TN, 38138, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/30/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: check on farmers and pay bills

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-12-12
  • S63 Uniform Securities Agent State Law Examination
    1985-12-12
Other Names
  • Ric Wolbrecht
  • Bill Wolbrecht
  • William Frederick Wolbrecht

View on SEC IAPD

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