Best Investors Account Sign in
Inactive

Gerald Biegler

Sustainable Wealth Strategies, LLC

Colorado Springs, CO

Claim This Profile
Current Employers
Sustainable Wealth Strategies, Llc

5225 N. Academy Blvd. Ste 300, Colorado Springs, CO 80918 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-12-14
  • CO RA
    APPROVED
    Since 2022-12-14

Branch Locations

5225 N. Academy Blvd. Ste 300, Colorado Springs, CO 80918 • United States

Disclosures

5 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Rocky Mountain Financial Services Colorado Springs CO 11/1985 Present
Sustainable Wealth Strategies, Llc Colorado Springs CO 07/2017 Present
Previous Registrations
Other Businesses

1. INSURANCE AGENT, INDEPENDENT INSURANCE AGENT, COLORADO SPRINGS, CO, not investment related, 20% of his time is spent on this activity, INSURANCESALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-24
S63 Uniform Securities Agent State Law Examination 1993-06-14
  • S65 Uniform Investment Adviser Law Examination
    2018-11-24
  • S63 Uniform Securities Agent State Law Examination
    1993-06-14
Designations
Other Names
  • Jerry Biegler
  • Gerald Beigler

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEAMOUNT FINANCIAL GROUP INC
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

More in Colorado Springs, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor