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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-05 |
| CA | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Encino | CA | 01/1991 | Present |
| Raymond James Financial Services Advisors, Inc | Valencia | CA | 01/2009 | Present |
(1)Name of Business: C & S Properties Address: 27951 Smyth Dr., suite 100, Valencia, CA, 91355, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 09/02/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing partner (2)Name of Business: C&S Properties dba Executive Suites Address: 27951 Smyth Dr Ste 100, Valencia, CA, 91355, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/25/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing partner (3)Name of Business: Schramm Financial Group Address: 27951 Smyth Dr Ste 100, Valencia, CA, 91355, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/11/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance Agent - help people review their life insurance needs and insure them. (4)Name of Business: Schramm Financial Group Address: 27951 Smyth Dr Ste 100, Valencia, CA, 91355, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/09/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance sales - Note - My son James is buying me out and he is assuming the dba so technically this would not go under him.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-25 |
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