David Alan Waltz

Current Employers

Employment History

• 07/1982 → Present
  D.A. Waltz And Associates
  Evansville, IN
• 08/1982 → Present
  Insurance Brokerage
  Evansville, IN
• 03/2000 → Present
  Securities America Inc.
  Omaha, NE
• 04/2000 → Present
  Securities America Advisors, Inc.
  Evansville, IN
• 07/1982 → Present
  D.A. Waltz And Associates
  Evansville, IN
• 05/2019 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 05/2019 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2000-04-27 → 2019-05-10
  Securities America Advisors, Inc.
  Evansville, IN

Other Businesses

1) DBA: WEALTHTRENDS ADVISORS - 101 PLAZA EAST BLVD. SUITE 203 EVANSVILLE, IN 47715; SENIOR ADVISOR; ASSET MANAGEMENT TARGETING CLIENT GOALS AND OBJECTIVES; INVESTMENT RELATED ACTIVITY; 80% OF TIME SPENT 2) DBA: D.A. WALTZ & ASSOCIATES - 101 PLAZA EAST BLVD. SUITE 203 EVANSVILLE, IN 47715; SENIOR ADVISOR/BROKER; RECOMMEND VARIOUS FIXED INSURANCE PRODUCTS; INVESTMENT RELATED ACTIVITY; 19% OF TIME SPENT 3) DHG LLC - 101 PLAZA EAST BLVD. STE 203, EVANSVILLE, INDIANA 47715; MEMBER; INVESTMENT RELATED; LLC USED TO PURCHASE HOTEL UNIT ; INVESTMENT RELATED ACTIVITY; 1% OF TIME SPENT. 4) MDJDAW - 101 PLAZA EAST BLVD. STE 203, EVANSVILLE, INDIANA 47715; INVESTMENT RELATED; START DATE 8.9.2010; REAL ESTATE HOTEL DEVELOPMENT; MEMBER; LESS THAN 1% OF TIME SPENT. 5) CO-TRUSTEE OF FATHER'S TRUST - 101 PLAZA EAST BLVD. SUITE 203 EVANSVILLE, IN 47715; NON-INVESTMENT RELATED; CO MANAGE ASSETS IN TRUST; CO-TRUSTEE; LESS THAN 1% OF TIME SPENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-25
• S63 Uniform Securities Agent State Law Examination
  1986-02-03

Designations

Other Names

• Dave Waltz