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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-02-02 |
| NY | RA | APPROVED | 2021-03-30 |
Branch Locations
300 International Dr., Williamsville, NY 14221 • United States
Chapin, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zamboni & Sipes, Inc. | Aurora | NY | 06/2003 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2013 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2013 | Present |
1) ZAMBONI & SIPES INC, 4169 SSTONEGATE LANE BUFFALO NY, 04/2003, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/WK 5 HR/TRADING 2) ZAMBONI & SIPES INC, 4169 STONEGATE LANE BUFFALO NY, BOARD MEMBER OF A NON-PUBLIC ENTITY, PRESIDENT, 03/2013, 55 HR/YR 5 HR/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2013, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-02 |
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