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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-12-17 |
| PA | RA | APPROVED | 2010-06-22 |
| CT | RA | APPROVED | 2007-12-03 |
| TX | RA | APPROVED_RES | 1995-04-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lawrenceville | NJ | 09/1987 | Present |
| Bank Of America, N.A. | Yardley | PA | 05/2011 | Present |
I*35326 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MAKEFIELD PROPERTIES LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BENSALEM, PENNSYLVANIA 19020 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: GENERAL PARTNER START DATE OF RELATIONSHIP: 8/15/2010 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE INVESTMENTS I*: 2288261 Entity Type: POA Name of OBA: L. B. (daughter) Address: Newtown,Pennsylvania18940 Investment Related: No Position, Title, Association: POA Employee Start Date: 04/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Lauren is my daughter and I have POA for her
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-06 |
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