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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-06 |
| CA | RA | APPROVED | 2015-04-27 |
Branch Locations
900 Chapala St. Suite 100, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Santa Barbara | CA | 04/2015 | Present |
| Charles Schwab Bank | Santa Barbara | CA | 04/2015 | Present |
1) The Land Trust for Santa Barbara County | Investment Related:No|1530 Chapala St|Santa Barbara|CA|93101|USA|Nonprofit Charitable Organizations|Committee Person|9/23/2016|Less than 20|0|I will be working on the Development Committee and the Finance Committee. Both will be as a committee member to add my non profit experience to a worthy organization within the community. The SBLT is very highly regarded within the community. I will not be engaged in any finance activities within the committee, but I will be discussing their normal business activities with other board members. They purchase development rights and property from large land owners to reduce density of development in the community. , 2) The Land Trust for Santa Barbara | Investment Related:No|1530 Chapala St|Santa Barbara|CA|93101|USA|Nonprofit Charitable Organizations|Board of Trustees|7/11/2017|Less than 20|0|I will sit on the Board of Trustees for the Santa Barbara Land Trust. This will be purely advisory, and will involve voting on matters before the committee. I will continue to sit on the development committee for the time being, then transition to a board seat. , 3) Personal Rental Property | Investment Related:No|401 N. Coast Highway, Unit 303|San Diego|CA|92054|USA|Real Estate (Non-Agent/Broker)|Owner of Condo |6/15/2026|Less than 20|0|I have no responsibilities. We have hired a real estate firm that specializes in rental properties to manage the property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-03 |
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