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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-06
CA RA APPROVED 2015-04-27
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • CA RA
    APPROVED
    Since 2015-04-27

Branch Locations

900 Chapala St. Suite 100, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Santa Barbara CA 04/2015 Present
Charles Schwab Bank Santa Barbara CA 04/2015 Present
Previous Registrations
  • 2007-06-22 → 2015-04-17
    Los Angeles, CA
    Park City, UT
    Park City, UT
    Salt Lake City, UT
    Pasadena, CA
    Los Angeles, CA
    Pasadena, CA
  • 2005-11-07 → 2007-06-25
    Brookstreet Securities Corporation
    Park City, UT
  • 2004-01-27 → 2005-11-02
    Salt Lake City, UT
Other Businesses

1) The Land Trust for Santa Barbara County | Investment Related:No|1530 Chapala St|Santa Barbara|CA|93101|USA|Nonprofit Charitable Organizations|Committee Person|9/23/2016|Less than 20|0|I will be working on the Development Committee and the Finance Committee. Both will be as a committee member to add my non profit experience to a worthy organization within the community. The SBLT is very highly regarded within the community. I will not be engaged in any finance activities within the committee, but I will be discussing their normal business activities with other board members. They purchase development rights and property from large land owners to reduce density of development in the community. , 2) The Land Trust for Santa Barbara | Investment Related:No|1530 Chapala St|Santa Barbara|CA|93101|USA|Nonprofit Charitable Organizations|Board of Trustees|7/11/2017|Less than 20|0|I will sit on the Board of Trustees for the Santa Barbara Land Trust. This will be purely advisory, and will involve voting on matters before the committee. I will continue to sit on the development committee for the time being, then transition to a board seat. , 3) Personal Rental Property | Investment Related:No|401 N. Coast Highway, Unit 303|San Diego|CA|92054|USA|Real Estate (Non-Agent/Broker)|Owner of Condo |6/15/2026|Less than 20|0|I have no responsibilities. We have hired a real estate firm that specializes in rental properties to manage the property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-25
S63 Uniform Securities Agent State Law Examination 1985-09-03
  • S66 Uniform Combined State Law Examination
    2004-01-25
  • S63 Uniform Securities Agent State Law Examination
    1985-09-03
Other Names
  • Charles Glasheen
  • Henry Charles Glasheen
  • Henry Charles Glasheen

View on SEC IAPD

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