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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-07 |
Branch Locations
346 Main Street, Kensington, CT 06037 • United States
40 Webster Square Pl, Berlin, CT 06037-2327 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Madison | CT | 04/2015 | 09/2016 |
| First Niagara Securities | Madison | CT | 02/2015 | 09/2016 |
| Key Investment Services Llc | Manchester | CT | 09/2016 | 12/2017 |
| Keybank | Madison | CT | 09/2016 | 12/2017 |
| Unemployed | East Haven | CT | 12/2017 | 11/2018 |
| Santander Bank, Na | Boston | MA | 11/2018 | 10/2022 |
| Santander Securities, Llc | Dorchester | MA | 11/2018 | 10/2022 |
| Citigroup | Norwalk | CT | 10/2022 | 03/2024 |
| Lpl Financial Llc | Southington | CT | 06/2024 | Present |
| Webster Bank | Southington | CT | 06/2024 | Present |
1) 06/06/2024 - Webster Investments - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 06/06/2024 - Webster Bank - Financial Institution Duty - Private Client Relationship Manager - CT 06489 - Investment related - 160 Hours per month - Start date: 04/08/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-10 |
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