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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2021-09-24 |
| CT | RA | APPROVED | 2021-06-22 |
Branch Locations
848 Farmington Ave. Suite 6, Berlin, CT 06037 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp | Tampa | FL | 04/2009 | 05/2017 |
| Lincoln Financial Securities Corporation | New Britain | CT | 05/2017 | 06/2021 |
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2021 | Present |
1) JOHN GLOWKA, 122 MAIN ST STE 301 NEW BRITAIN CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/81, NIR, 5 HR/MO 0/TRADING HR. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO -80/TRADING. 06/16/21 IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) JL GLOWKA WEALTH LLC, 848 FARMINGTON AVE SUITE 6 BERLIN CT 06037, 01/2017, OWNER, DBA, NIR, 160 HR/MONTH 8 HR/MONTH TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-01 |
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