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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2021-09-24
CT RA APPROVED 2021-06-22
  • VI RA
    APPROVED
    Since 2021-09-24
  • CT RA
    APPROVED
    Since 2021-06-22

Branch Locations

848 Farmington Ave. Suite 6, Berlin, CT 06037 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Tampa FL 04/2009 05/2017
Lincoln Financial Securities Corporation New Britain CT 05/2017 06/2021
Cambridge Investment Research, Inc Fairfield IA 06/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2021 Present
  • 04/2009 → 05/2017
    Invest Financial Corp
    Tampa, FL
  • 05/2017 → 06/2021
    Lincoln Financial Securities Corporation
    New Britain, CT
  • 06/2021 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 06/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2017-05-23 → 2021-06-21
    Osaic Fs, Inc.
    New Britain, CT
    Virginia Beach, VA
    New Britain, CT
  • 2009-04-15 → 2017-05-26
    Invest Financial Corporation
    Appleton, WI
    New Britain, CT
  • 2003-04-01 → 2009-04-16
    New Britain, CT
Other Businesses

1) JOHN GLOWKA, 122 MAIN ST STE 301 NEW BRITAIN CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/81, NIR, 5 HR/MO 0/TRADING HR. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO -80/TRADING. 06/16/21 IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) JL GLOWKA WEALTH LLC, 848 FARMINGTON AVE SUITE 6 BERLIN CT 06037, 01/2017, OWNER, DBA, NIR, 160 HR/MONTH 8 HR/MONTH TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-09
S65 Uniform Investment Adviser Law Examination 1999-02-01
  • S63 Uniform Securities Agent State Law Examination
    1999-07-09
  • S65 Uniform Investment Adviser Law Examination
    1999-02-01
Other Names
  • John Tony Glowko

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