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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-06-16
  • CT RA
    APPROVED
    Since 2021-06-16

Branch Locations

848 Farmington Ave. Suite 6, Berlin, CT 06037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jl Glowka Wealth Management New Britain CT 09/2015 Present
Invest Financial Corporation New Britain CT 09/2015 05/2017
Cambridge Investment Research, Inc. Fairfield IA 06/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2021 Present
  • 09/2015 → Present
    Jl Glowka Wealth Management
    New Britain, CT
  • 09/2015 → 05/2017
    Invest Financial Corporation
    New Britain, CT
  • 06/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2017-08-03 → 2021-06-17
    Osaic Fs, Inc.
    New Britain, CT
  • 2016-05-02 → 2017-05-30
    Invest Financial Corporation
    New Britain, CT
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80/TRADING, 06/2021, IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 2) GGM TAX CONSULTANTS LLC, 848 FARMINGTON AVE SUITE 6 BERLIN CT 06037, OWNER, TAX PREPARATION, NIR, 60 HR/MO 0 HR/MO TRADING 3) BERLIN REPUBLICAN TOWN COMMITTEE, PO Box 333, Berlin CT 06037, 11/2023, COMMITTEE MEMBER, NIR, 2 HR/MO - 0 HR TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-02
  • S66 Uniform Combined State Law Examination
    2016-05-02
Other Names
  • Robert Mckinnon

View on SEC IAPD

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