Joseph Christopher Glowka

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 11/2017
  Jl Glowka
  New Britain, CT
• 10/2015 → 05/2017
  Invest Financial Corp.
  Tampa, FL
• 11/2017 → 06/2021
  Lincoln Financial Securities, Inc
  New Britain, CT
• 06/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 06/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2017-11-10 → 2021-06-17
  Osaic Fs, Inc.
  New Britain, CT
• 2016-03-03 → 2017-05-26
  Invest Financial Corporation
  New Britain, CT

Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 hr/mo-80/TRADING. 06/16/21 ADMINISTRATIVE IAR OF CIRA. OBA REPORT SUBMITTED ON FINANCIAL PROFESSIONAL'S BEHALF, BY CIR HOME OFFICE. TIME SPENT IS ESTIMATED. 2) JL GLOWKA WEALTH MANAGEMENT, 848 Farmington Avenue, Berlin CT 06037, 10/2024, W2 Employee, Employee (receive a W-2), NIR, 40 HR/MO, 160 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2016-03-02