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Jennifer Hollers

LPl Financial LLC

San Diego, CA

Austin, TX

CRD 3227456

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-04
  • TX RA
    APPROVED
    Since 2023-12-04

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc Austin TX 04/2011 02/2018
Usaa Financial Planning Services Austin TX 04/2011 02/2018
Usaa Investment Management Company San Antonio TX 01/2018 03/2018
Svb Wealth Advisory Austin TX 03/2018 10/2021
Silicon Valley Bank Austin TX 03/2018 10/2021
Kestra Investment Services, Llc Austin TX 12/2021 11/2023
Kestra Advisory Services, Llc Austin TX 12/2021 11/2023
Lpl Financial Llc San Diego CA 12/2023 Present
  • 04/2011 → 02/2018
    Usaa Financial Advisors, Inc
    Austin, TX
  • 04/2011 → 02/2018
    Usaa Financial Planning Services
    Austin, TX
  • 01/2018 → 03/2018
    Usaa Investment Management Company
    San Antonio, TX
  • 03/2018 → 10/2021
    Svb Wealth Advisory
    Austin, TX
  • 03/2018 → 10/2021
    Silicon Valley Bank
    Austin, TX
  • 12/2021 → 11/2023
    Kestra Investment Services, Llc
    Austin, TX
  • 12/2021 → 11/2023
    Kestra Advisory Services, Llc
    Austin, TX
  • 12/2023 → Present
    Lpl Financial Llc
    San Diego, CA
Previous Registrations
  • 2022-02-01 → 2023-11-09
    Kestra Advisory Services, Llc
    Austin, TX
  • 2018-03-30 → 2021-10-27
    Svb Investment Services Inc.
    Austin, TX
    San Francisco, CA
    Austin, TX
    San Diego, CA
  • 2018-01-08 → 2018-03-12
    Usaa Investment Services Company
    San Antonio, TX
  • 2011-05-12 → 2018-01-08
    Usaa Financial Planning Services
    Austin, TX
    Austin, TX
    Austin, TX
  • 2011-01-03 → 2011-04-19
    Wells Fargo Clearing Services, Llc
    Austin, TX
  • 2007-02-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Austin, TX
  • 2006-05-08 → 2007-01-03
    Wells Fargo Clearing Services, Llc
    Austin, TX
    Austin, TX
  • 2005-07-06 → 2006-04-03
    Chase Investment Services Corp.
    Austin, TX
  • 2005-03-24 → 2005-07-06
    Banc One Securities Corporation
    Austin, TX
  • 2005-01-07 → 2005-03-16
    Chase Investment Services Corp.
    Austin, TX
  • 2004-07-29 → 2004-09-30
    A. G. Edwards & Sons, Inc.
    Tyler, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-09-30
S66 Uniform Combined State Law Examination 2004-07-28
  • S63 Uniform Securities Agent State Law Examination
    2020-09-30
  • S66 Uniform Combined State Law Examination
    2004-07-28
Designations
  • Certified Financial Planner
Other Names
  • Jennifer Caroline Hollers

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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