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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-28 |
| NH | RA | APPROVED | 2024-12-04 |
Branch Locations
70 Main Street Suite 300, Peterborough, NH 03458-1470 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Peterborough | NH | 08/2024 | Present |
| Prosponsive Logistics | Athens | GA | 10/2021 | 07/2024 |
| Frye Island Recreation Department | Frye Island | ME | 06/2021 | 08/2021 |
| Amelia's | Stoughton | MA | 01/2021 | 05/2021 |
| Unemployed Student | Wilton | NH | 10/2020 | 01/2021 |
| Murphy's Taproom And Carriage House | Bedford | NH | 05/2020 | 10/2020 |
| Parker Hannifin Fluidics Division | Hollis | NH | 04/2020 | 05/2020 |
| Stonehill College | Easton | MA | 09/2019 | 04/2020 |
| Frye's Leap General Store And Cafe | Frye Island | ME | 05/2019 | 08/2019 |
| Stonehill College | Easton | MA | 09/2018 | 05/2019 |
| Frye's Leap General Store And Cafe | Frye Island | ME | 05/2018 | 08/2018 |
| Stonehill College | Easton | MA | 09/2017 | 05/2018 |
| Frye's Leap General Store And Cafe | Frye Island | ME | 06/2017 | 08/2017 |
| High Mowing School | Wilton | NH | 09/2016 | 05/2017 |
(1) NAME OF ENTITY: Renaissance Farm Center for the Equestrian Arts ADDRESS: 53 Highfields Rd, Wilton, NH 03086 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: Nov 09, 2024 CAPACITY: Other DUTIES: Coach for the vaulting program typically once per week or a couple classes a week HOURS DEVOTED PER MONTH: 0-4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0-4 (2) NAME OF ENTITY: Sadie McDonough Horse Boarding ADDRESS: 9 Brown Rd Wilton NEW HAMPSHIRE 03086 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jan 01, 2026 CAPACITY: Other DUTIES: Providing horse care and instruction for vaulting lessons HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-04 |
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