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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-05
PA RA APPROVED 2024-10-03
  • TX RA
    APPROVED
    Since 2024-11-05
  • PA RA
    APPROVED
    Since 2024-10-03

Branch Locations

3300 Lehigh St, Allentown, PA 18103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Allentown PA 07/2017 Present
Bank Of America Bethlehem PA 07/2017 07/2024
Provident Bank Easton PA 01/2016 07/2017
Bank Of America, N.A. Allentown PA 08/2024 Present
Other Businesses

I*2311267, Entity Type: , Name of OBA: J S, Address: Easton, Pennsylvania, 18045, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 8/24/2023, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2313259, Entity Type: , Name of OBA: R K, Address: Easton, Pennsylvania, 18045, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 8/24/2023, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-02
  • S66 Uniform Combined State Law Examination
    2024-10-02
Other Names
  • Charan Kaur

View on SEC IAPD

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