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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
MD RA APPROVED 2025-01-02
  • TX RA
    APPROVED
    Since 2025-01-03
  • MD RA
    APPROVED
    Since 2025-01-02

Branch Locations

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 03/2022 Present
Bank Of America, Na Baltimore MD 03/2022 07/2024
The Federal Savings Bank Timonium MD 06/2021 02/2022
Glyndon Grill Glyndon MD 08/2018 Present
Stevenson University Owings Mills MD 08/2017 05/2021
Rising Sun High School Rising Sun MD 08/2013 06/2017
Conowingo Pizza Conowingo MD 07/2016 08/2018
Unemployment Owings Mills MD 03/2020 06/2020
Bank Of America, N.A. Hunt Valley MD 01/2026 Present
  • 03/2022 → Present
    Hunt Valley, MD
  • 03/2022 → 07/2024
    Bank Of America, Na
    Baltimore, MD
  • 06/2021 → 02/2022
    The Federal Savings Bank
    Timonium, MD
  • 08/2018 → Present
    Glyndon Grill
    Glyndon, MD
  • 08/2017 → 05/2021
    Stevenson University
    Owings Mills, MD
  • 08/2013 → 06/2017
    Rising Sun High School
    Rising Sun, MD
  • 07/2016 → 08/2018
    Conowingo Pizza
    Conowingo, MD
  • 03/2020 → 06/2020
    Unemployment
    Owings Mills, MD
  • 01/2026 → Present
    Bank Of America, N.A.
    Hunt Valley, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-27
  • S66 Uniform Combined State Law Examination
    2024-12-27
Other Names
  • Gabby Rullo
  • Gabrielle Lisa Rullo

View on SEC IAPD

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