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John Geeyong Um

American Assets Investment Management, LLC

San Diego, CA

San Diego, CA

CRD 3226191

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Employer firm

American Assets Investment Management, LLC CRD 131660

$5.87B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
American Assets Investment Management, Llc

3430 Carmel Mountain Road, Ste. 150 Suite 150, San Diego, CA 92121 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-01-15
  • CA RA
    APPROVED
    Since 2013-01-15

Branch Locations

3430 Carmel Mountain Road, Ste. 150 Suite 150, San Diego, CA 92121 • United States

3430 Carmel Mountain Road, Ste. 150, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Assets Investment Management, Llc San Diego CA 01/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-14
S63 Uniform Securities Agent State Law Examination 2004-03-10
  • S65 Uniform Investment Adviser Law Examination
    2013-01-14
  • S63 Uniform Securities Agent State Law Examination
    2004-03-10
Other Names
  • John G Um

View on SEC IAPD

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