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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-01-07
  • MO RA
    APPROVED
    Since 2025-01-07

Branch Locations

16020 Swingley Ridge Road Suite 100, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Missouri State University Springfield MO 08/2019 05/2024
Financial Legacy Associates Chesterfield MO 05/2022 08/2022
Financial Legacy Associates Chesterfield MO 05/2023 08/2023
Triad Financial Group Chesterfield MO 07/2024 Present
Financial Legacy Associates Chesterfield MO 05/2024 07/2024
Liberty High School Lake Saint Louis MO 08/2015 05/2019
Commonwealth Financial Network San Diego CA 09/2024 Present
  • 08/2019 → 05/2024
    Missouri State University
    Springfield, MO
  • 05/2022 → 08/2022
    Financial Legacy Associates
    Chesterfield, MO
  • 05/2023 → 08/2023
    Financial Legacy Associates
    Chesterfield, MO
  • 07/2024 → Present
    Triad Financial Group
    Chesterfield, MO
  • 05/2024 → 07/2024
    Financial Legacy Associates
    Chesterfield, MO
  • 08/2015 → 05/2019
    Liberty High School
    Lake Saint Louis, MO
  • 09/2024 → Present
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-14
  • S66 Uniform Combined State Law Examination
    2024-11-14

View on SEC IAPD

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