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James Collier

Empower Advisory Group, LLC

Greenwood Village, CO

Chandler, AZ

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-05
  • AZ RA
    APPROVED
    Since 2026-03-05

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 12/2008 08/2022
Schwab Private Client Inv., Adv., Inc. Phoenix AZ 01/2012 08/2022
Empower Advisory Group, Llc Greenwood Village CO 03/2026 Present
Unemployment Chandler AZ 08/2022 10/2023
Magellan Federal Arlington VA 11/2023 04/2024
Unemployment Chandler AZ 05/2024 09/2024
Federal Express Chandler AZ 10/2024 Present
  • 12/2008 → 08/2022
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 01/2012 → 08/2022
    Schwab Private Client Inv., Adv., Inc.
    Phoenix, AZ
  • 03/2026 → Present
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 08/2022 → 10/2023
    Unemployment
    Chandler, AZ
  • 11/2023 → 04/2024
    Magellan Federal
    Arlington, VA
  • 05/2024 → 09/2024
    Unemployment
    Chandler, AZ
  • 10/2024 → Present
    Federal Express
    Chandler, AZ
Previous Registrations
Other Businesses

Federal Express operating in package handler. Parcel delivery company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-16
S63 Uniform Securities Agent State Law Examination 1999-05-24
  • S66 Uniform Combined State Law Examination
    2009-01-16
  • S63 Uniform Securities Agent State Law Examination
    1999-05-24
Designations
Other Names
  • Jim Collier
  • James Michael Collier

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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