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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-26 |
| CO | RA | APPROVED | 2025-06-06 |
Branch Locations
5525 N Union Blvd # 200, Colorado Springs, CO 80918 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Colorado Springs | CO | 07/2024 | Present |
| Wfgia | Colorado Springs | CO | 06/2021 | Present |
| Waxie Sanitary Supply A Bradyplus Company | Colorado Springs | CO | 11/2003 | 05/2024 |
| Light Companies Llc | Peyton | CO | 04/2021 | Present |
| Wealthwave | Alpharetta | GA | 07/2024 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. LIGHT Companies LLC/Investment Related - No/10547 Ross Lake Dr Peyton, CO 80831/Teaching vocal performance to young people/Owner/04.2021/15/0/I teach vocal performance WEALTHWAVE POSITION: Financial Professional or Financial Educator NATURE: Trainings and marketing materials based in education about how money works. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 07/11/2024 ADDRESS: 3030 Royal Blvd S, Suite 200, Alpharetta GA 30022, United States DESCRIPTION: I use the tools available to learn better ways to market my services and to help people gain a higher level of financial literacy. There is no selling involved. There are pre-built websites, podcasts and trainings developed to help market and teach Financial Literacy.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-09 |
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