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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-19 |
| NC | RA | APPROVED | 2011-08-09 |
Branch Locations
4505 Country Club Rd Ste 210, Winston Salem, NC 27104-3509 • United States
306 4Th St Nw, Hickory, NC 28601 • United States
Lewisville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed "Michael D. Stokes, Cpa" | Hickory | NC | 06/1993 | Present |
| Integrated Financial Group | Winston Salem | NC | 01/2005 | Present |
| Lpl Financial Llc | Winston Salem | NC | 07/2011 | Present |
1. 06/06/2011 - Commonwealth Annity and Life - INV REL - VA Trails - 5% TIME SPENT -Service old VA accounts at Commonwealth. 2. 06/14/2011 - Integrated Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 80% TIME SPENT 3. 9/15/2015: Michael D Stokes, CPA, PC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 03/28/1993 - 40 Hours Per Month/30 Hours During Securities Trading. 4. 03/02/2016 - Mosaic Capital Mangement - INV REL - 101 North Cherry Street, Suite 504, Winston-Salem, NC 27101 AND 306 4th Street NW, Hickory, NC 28601 - DBA for LPL Business (entity for LPL business) - START 08/11/11 - 120 HOURS PER MONTH, 6 DURING TRADING - LPL securities and financial planning business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-06-23 |
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