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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simple Cash Offers | Fishers | IN | 05/2023 | 08/2023 |
| Timerland Lumber Co. | Fishers | IN | 05/2020 | 08/2020 |
| Sagamore Golf & Country Club | Fishers | IN | 05/2021 | 08/2021 |
| Renaissance Indianapolis North Hotel | Fishers | IN | 03/2019 | 04/2020 |
| Dairy Queen | Fishers | IN | 11/2017 | 11/2018 |
| Charles Schwab & Co., Inc. | Indianapolis | IN | 07/2024 | 07/2025 |
| Capital Group / Capital Client Group, Inc. | Carmel | IN | 07/2025 | Present |
| Sagamore Golf & Country Club | Fishers | IN | 08/2022 | 08/2022 |
| Indiana University | Bloomington | IN | 01/2020 | 05/2024 |
| Unemployed | Fishers | IN | 07/2015 | 11/2017 |
| Unemployed | Fishers | IN | 11/2018 | 03/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-26 |
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