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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-05
CT RA APPROVED 2025-10-02
  • TX RA
    APPROVED
    Since 2026-01-05
  • CT RA
    APPROVED
    Since 2025-10-02

Branch Locations

1034 Boston Post Rd, Darien, CT 06820 • United States

94 Elm St, New Canaan, CT 06840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 06/2025 Present
Seventy2 Capital Wealth Management Westport CT 06/2024 08/2024
Fairfield Country Day School Fairfield CT 06/2019 08/2022
Full Time College Student Lewisburg PA 08/2021 05/2025
Full Time Student Fairfield CT 01/2014 05/2021
Bucknell University Lewisburg PA 08/2023 05/2025
Bank Of America, N.A. Stamford CT 10/2025 Present
  • 06/2025 → Present
    Stamford, CT
  • 06/2024 → 08/2024
    Seventy2 Capital Wealth Management
    Westport, CT
  • 06/2019 → 08/2022
    Fairfield Country Day School
    Fairfield, CT
  • 08/2021 → 05/2025
    Full Time College Student
    Lewisburg, PA
  • 01/2014 → 05/2021
    Full Time Student
    Fairfield, CT
  • 08/2023 → 05/2025
    Bucknell University
    Lewisburg, PA
  • 10/2025 → Present
    Bank Of America, N.A.
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
  • S66 Uniform Combined State Law Examination
    2025-10-02
Other Names
  • Finn Friederich Hublitz

View on SEC IAPD

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