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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| CT | RA | APPROVED | 2025-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 06/2022 | 09/2025 |
| Unemployed | Darien | CT | 02/2012 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Darien | CT | 09/2025 | Present |
| Bank Of America, N.A. | Darien | CT | 10/2025 | Present |
I*: 2959267Entity Type; GovernmentalName of the other business: Darien Board of FinanceInvestment-related: NoAddress of the other business Darien, CT Title, or relationship with the other business: Secretary/Board MemberStart date of your relationship: 11/05/2019Approximate number of hours/month you devote to the other business: 6 hrs mthlyNumber of hours you devote to the other business during securities trading hours0Duties relating to the other business: Oversight of the Town's annual operating budget and capital spending.I*3818292Entity Type: CharitableName of OBA: Darien VFWAddress: Darien, Connecticut, 6820Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 03/02/2026Number of Hours: 2, WeeklyNumber of Hours during trading: 0Duties: To support local veterans of foreign wars. Would like to organize a fundraising committee to help the local VFW restore and upgrade its facility.I*3818274, Entity Type, Name of OBA: G W Address: Darien Connecticut 06820 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/20/2026 No Hours: 4 Monthly No Hours during trading: 1 Monthly Duties:I*3818273, Entity Type, Name of OBA: B W Address: Darien Connecticut 06820 Investment Related: No Position, Title, Association: Power of Attorney No Employee Start Date: 02/20/2026 No Hours: 4 Monthly No Hours during trading: 1 Monthly Duties: I*4461270 Entity Type: N/A Name of OBA: B W TOD BENEFICIARIES ON FILE Address: Darien, Connecticut Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/20/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-30 |
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