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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-04-28 |
| CT | RA | APPROVED | 2009-10-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westport | CT | 09/2009 | Present |
| Bank Of America, N.A. | Westport | CT | 12/2009 | Present |
I*87272For profit or not for profit: For-Profit OrganizationName of outside business organization: Snell PropertiesInvestment related: NAddress of business:Arlington, Virginia 22203Nature of business: Family Business,Position, title, association: Committee Member, Start date of relationship: 10/30/2015Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Family business - owns and rents real estate properties in northern Virginia, occasionally remodels buildings, occasionally sells and buys properties I*1312310For profit or not for profit: Entity For ProfitName of outside business organization: Junior Arts and Music IncInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Corporation"]Position, title, association: ["Board Member"], Start date of relationship: 6/3/2023Number of hours devoted: 25 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Arts and Music related charity. I will join as Co-President of the board of trustees with no compensation or financial advice delivered. I*: 2050264Entity Type: S CorporationName of OBA: Snell Construction CorporationAddress: Arlington, VirginiaInvestment Related: NoPosition, Title, Association: DirectorEmployee Start Date: 03/2025Number of Hours: 5 hrs mthlyNumber of Hours during trading: 1 hr mthly Duties: Board directorship for my 100% family-owned business. I*352065, Entity Type NONPROFIT, Name of OBA: Nantucket Conservation Foundation Address: Nantucket Massachusetts 02554 Investment Related: No Position, Title, Association: ADVISOR Employee Start Date:1/16/2025 No Hours: 5 monthly No Hours during trading:0 Duties: Stepping down as a board member into Advisor's role (which is used for emeritus board members to remain involved but not a voting board position). NOT to be confused with any kind of financial advisory I*2167292, Entity Type NONPROFIT, Name of OBA: United Church of Rowayton Address: NORWALK, CT 06853 Investment Related: No Position, Title, Association: Member of Pledge Committee Employee Start Date: 01/16/2025 No Hours: 2 monthly No Hours during trading: 0 Duties: Joining the Pledge Committee for my church to help secure pledges from membership to keep the church running for the year
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-15 |
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