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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-28
CT RA APPROVED 2009-10-16
  • TX RA
    APPROVED_RES
    Since 2015-04-28
  • CT RA
    APPROVED
    Since 2009-10-16

Branch Locations

1020 Post Rd, Darien, CT 06820 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westport CT 09/2009 Present
Bank Of America, N.A. Westport CT 12/2009 Present
Other Businesses

I*87272For profit or not for profit: For-Profit OrganizationName of outside business organization: Snell PropertiesInvestment related: NAddress of business:Arlington, Virginia 22203Nature of business: Family Business,Position, title, association: Committee Member, Start date of relationship: 10/30/2015Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Family business - owns and rents real estate properties in northern Virginia, occasionally remodels buildings, occasionally sells and buys properties I*1312310For profit or not for profit: Entity For ProfitName of outside business organization: Junior Arts and Music IncInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Corporation"]Position, title, association: ["Board Member"], Start date of relationship: 6/3/2023Number of hours devoted: 25 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Arts and Music related charity. I will join as Co-President of the board of trustees with no compensation or financial advice delivered. I*: 2050264Entity Type: S CorporationName of OBA: Snell Construction CorporationAddress: Arlington, VirginiaInvestment Related: NoPosition, Title, Association: DirectorEmployee Start Date: 03/2025Number of Hours: 5 hrs mthlyNumber of Hours during trading: 1 hr mthly Duties: Board directorship for my 100% family-owned business. I*352065, Entity Type NONPROFIT, Name of OBA: Nantucket Conservation Foundation Address: Nantucket Massachusetts 02554 Investment Related: No Position, Title, Association: ADVISOR Employee Start Date:1/16/2025 No Hours: 5 monthly No Hours during trading:0 Duties: Stepping down as a board member into Advisor's role (which is used for emeritus board members to remain involved but not a voting board position). NOT to be confused with any kind of financial advisory I*2167292, Entity Type NONPROFIT, Name of OBA: United Church of Rowayton Address: NORWALK, CT 06853 Investment Related: No Position, Title, Association: Member of Pledge Committee Employee Start Date: 01/16/2025 No Hours: 2 monthly No Hours during trading: 0 Duties: Joining the Pledge Committee for my church to help secure pledges from membership to keep the church running for the year

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-15
  • S66 Uniform Combined State Law Examination
    2009-10-15
Other Names
  • Patrick Shea Wayland

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