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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-14
CT RA APPROVED 2018-02-02
  • TX RA
    APPROVED
    Since 2018-02-14
  • CT RA
    APPROVED
    Since 2018-02-02

Branch Locations

1020 Post Rd, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bedford NY 04/2012 09/2017
Merrill Lynch Pierce Fenner & Smith Darien CT 09/2017 Present
Bank Of America, N.A. Darien CT 11/2017 Present
  • 04/2012 → 09/2017
    Unemployed
    Bedford, NY
  • 09/2017 → Present
    Merrill Lynch Pierce Fenner & Smith
    Darien, CT
  • 11/2017 → Present
    Bank Of America, N.A.
    Darien, CT
Other Businesses

Not for profit no, although it owns investments479 Cantitoe Street, Bedford NY10506Charitable giving Director10/24/061 per monthNoneIdentify Donees, file tax returns, I*1160259For profit or not for profit: Entity CharitableName of outside business organization: Bedford Golf and Tennis ClubInvestment related: NAddress of business: Bedford, New York, 10506Nature of business: ["Civic League or Social Welfare Organization"]Position, title, association: ["Board Member"], Start date of relationship: 1/2/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Golf and Tennis Club. General GovernanceGeneral Notes: examples of general governance would be whether to raise the annual dues, dealing with any membership issues, organizing club event schedules, setting up childrens programs etc. I*2194277, Entity Type: , Name of OBA: J C M, Address: Darien, Connecticut, 06820, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 12-Feb-2025, No Hours: 8 Monthly, No Hours during Trading: 0 Monthly, Duties: I*5192268, Entity Type: , Name of OBA: M S M Irrevocable Family Trust, Address: Bedford, New York, 10506, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 08/04/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-01
S63 Uniform Securities Agent State Law Examination 1992-08-18
  • S66 Uniform Combined State Law Examination
    2018-02-01
  • S63 Uniform Securities Agent State Law Examination
    1992-08-18
Other Names
  • Christopher J Morley
  • Christopher John Morley
  • Christopher Morley

View on SEC IAPD

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