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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-14 |
| CT | RA | APPROVED | 2018-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Bedford | NY | 04/2012 | 09/2017 |
| Merrill Lynch Pierce Fenner & Smith | Darien | CT | 09/2017 | Present |
| Bank Of America, N.A. | Darien | CT | 11/2017 | Present |
Not for profit no, although it owns investments479 Cantitoe Street, Bedford NY10506Charitable giving Director10/24/061 per monthNoneIdentify Donees, file tax returns, I*1160259For profit or not for profit: Entity CharitableName of outside business organization: Bedford Golf and Tennis ClubInvestment related: NAddress of business: Bedford, New York, 10506Nature of business: ["Civic League or Social Welfare Organization"]Position, title, association: ["Board Member"], Start date of relationship: 1/2/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Golf and Tennis Club. General GovernanceGeneral Notes: examples of general governance would be whether to raise the annual dues, dealing with any membership issues, organizing club event schedules, setting up childrens programs etc. I*2194277, Entity Type: , Name of OBA: J C M, Address: Darien, Connecticut, 06820, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 12-Feb-2025, No Hours: 8 Monthly, No Hours during Trading: 0 Monthly, Duties: I*5192268, Entity Type: , Name of OBA: M S M Irrevocable Family Trust, Address: Bedford, New York, 10506, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 08/04/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-18 |
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