Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-05
CT RA APPROVED 2007-11-02
  • TX RA
    APPROVED_RES
    Since 2012-06-05
  • CT RA
    APPROVED
    Since 2007-11-02

Branch Locations

1020 Post Rd, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Darien CT 11/2007 Present
Bank Of America, N.A. Darien CT 03/2010 Present
Previous Registrations
  • 2007-04-02 → 2007-11-06
    Morgan Stanley & Co. Llc
    Greenwich, CT
    Wilton, CT
  • 2000-10-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Greenwich, CT
    Wilton, CT
    Greenwich, CT
Other Businesses

I*32948 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HICKORY AND TWEED SKI SHOP INVESTMENT RELATED: N ADDRESS OF BUSINESS: 410 MAIN STREET, ARMONK, NEW YORK 10573 NATURE OF BUSINESS: OTHER, SALES POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 2/1/1992 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OVER SEE SALES STAFF SALES FLOOR MANAGER I*505876 For profit or not for profit: Name of outside business organization: MVY Flavors Investment related: N Address of business: stamford, Connecticut, 06907 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Owner"], Start date of relationship: 7/1/2021 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , IamtheownerofthebusinessasmysonisaminorHeismanufacturingaBBQsaucetosellasawaytooffsetcollegecostsIwillreceivenocompensationjustactasowneratthispoint

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-26
S63 Uniform Securities Agent State Law Examination 2000-04-20
  • S65 Uniform Investment Adviser Law Examination
    2000-05-26
  • S63 Uniform Securities Agent State Law Examination
    2000-04-20
Other Names
  • Graham Mark Murray

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Darien, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor