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Samuel Hogue Audet

LPl Financial LLC

Greensboro, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-06
  • NC RA
    APPROVED
    Since 2025-10-06

Branch Locations

628 Green Valley Rd, Ste 303, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Greensboro NC 07/2024 Present
Techtronic Industries Richmond VA 06/2022 07/2024
Cottage Lane Homes Richmond VA 06/2020 06/2022
Chesterfield Count Public Schools Chesterfield VA 09/2007 06/2020
  • 07/2024 → Present
    Lpl Financial Llc
    Greensboro, NC
  • 06/2022 → 07/2024
    Techtronic Industries
    Richmond, VA
  • 06/2020 → 06/2022
    Cottage Lane Homes
    Richmond, VA
  • 09/2007 → 06/2020
    Chesterfield Count Public Schools
    Chesterfield, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-04
  • S66 Uniform Combined State Law Examination
    2025-10-04

View on SEC IAPD

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