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James Lukas Haugen

J.P. Morgan Securities LLC

Minneapolis, MN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-09-05
TX RA APPROVED 2024-09-05
  • MN RA
    APPROVED
    Since 2024-09-05
  • TX RA
    APPROVED
    Since 2024-09-05

Branch Locations

241 5Th Ave N Suite 900, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Minneapolis MN 07/2024 Present
J.P. Morgan Securities Llc Minneapolis MN 07/2024 Present
St. Olaf College Northfield MN 08/2020 05/2024
St. Olaf College Northfield MN 01/2024 02/2024
J.P. Morgan Chase & Co Minneapolis MN 06/2023 08/2023
St. Olaf College Northfield MN 02/2022 05/2023
St. Olaf College Northfield MN 01/2023 02/2023
St. Olaf College Northfield MN 05/2022 05/2023
Kinneberg Management Group Minneapolis MN 06/2021 08/2022
St. Olaf College Northfield MN 08/2021 12/2021
Unemployed Excelsior MN 07/2014 07/2020
Unemployed Excelsior MN 06/2024 06/2024
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Minneapolis, MN
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Minneapolis, MN
  • 08/2020 → 05/2024
    St. Olaf College
    Northfield, MN
  • 01/2024 → 02/2024
    St. Olaf College
    Northfield, MN
  • 06/2023 → 08/2023
    J.P. Morgan Chase & Co
    Minneapolis, MN
  • 02/2022 → 05/2023
    St. Olaf College
    Northfield, MN
  • 01/2023 → 02/2023
    St. Olaf College
    Northfield, MN
  • 05/2022 → 05/2023
    St. Olaf College
    Northfield, MN
  • 06/2021 → 08/2022
    Kinneberg Management Group
    Minneapolis, MN
  • 08/2021 → 12/2021
    St. Olaf College
    Northfield, MN
  • 07/2014 → 07/2020
    Unemployed
    Excelsior, MN
  • 06/2024 → 06/2024
    Unemployed
    Excelsior, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-05
  • S66 Uniform Combined State Law Examination
    2024-09-05
Other Names
  • James Lukas Haugen
  • James Haugen
  • James Lukas Lyle Haugen

View on SEC IAPD

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