Samuel Wright Starling

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Morehead City, NC
• 11/2016 → 09/2023
  Wells Fargo Clearing Services, Llc
  Morehead City, NC
• 09/2023 → Present
  Lpl Financial Llc
  Greensboro, NC

Previous Registrations

• 2009-03-26 → 2023-10-02
  Wells Fargo Clearing Services, Llc
  Morehead City, NC
  Greensboro, NC
• 2007-02-05 → 2009-04-15
  Citigroup Global Markets Inc.
  Morehead City, NC
  New York, NY
  Morehead City, NC

Other Businesses

1- 02/21/2024 - Starling Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/22/2024 - 160 Hours Per Month/ 140 Hours During Trading 2) 04/25/2025 - Sterling Bridge Insurance Agency - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:04/22/2025 - 4 Hrs/Mth - 1 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-02-02

Other Names

• Tripp Starling
• Samuel Wright Starling
• Samuel Wright Starling Iii
• Samuel Starling