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Sweta S Rao

Equitable Advisors, LLC

Williamsville, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-26
  • NY RA
    APPROVED
    Since 2025-02-26

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tristate Financial Advisors Philadelphia PA 07/2023 07/2024
Unemployed Dunkirk NY 09/2024 03/2025
Age Of Pashun Albany NY 06/2022 08/2024
The Chautauqua Center Dunkirk NY 10/2021 01/2023
Varsity Tutors Buffalo NY 10/2020 01/2022
Shree Hospitality Dunkirk NY 05/2018 12/2020
Rosemont College Bryn Mawr PA 04/2016 02/2018
Rosemont College Bryn Mawr PA 08/2017 05/2018
Rosemont College Bryn Mawr PA 08/2015 05/2018
Rosemont College Bryn Mawr PA 08/2015 05/2018
Equitable Advisors, Llc New York NY 03/2025 Present
  • 07/2023 → 07/2024
    Tristate Financial Advisors
    Philadelphia, PA
  • 09/2024 → 03/2025
    Unemployed
    Dunkirk, NY
  • 06/2022 → 08/2024
    Age Of Pashun
    Albany, NY
  • 10/2021 → 01/2023
    The Chautauqua Center
    Dunkirk, NY
  • 10/2020 → 01/2022
    Varsity Tutors
    Buffalo, NY
  • 05/2018 → 12/2020
    Shree Hospitality
    Dunkirk, NY
  • 04/2016 → 02/2018
    Rosemont College
    Bryn Mawr, PA
  • 08/2017 → 05/2018
    Rosemont College
    Bryn Mawr, PA
  • 08/2015 → 05/2018
    Rosemont College
    Bryn Mawr, PA
  • 08/2015 → 05/2018
    Rosemont College
    Bryn Mawr, PA
  • 03/2025 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-25
S65 Uniform Investment Adviser Law Examination 2024-05-09
  • S63 Uniform Securities Agent State Law Examination
    2025-02-25
  • S65 Uniform Investment Adviser Law Examination
    2024-05-09
Other Names
  • Sweta Rao

View on SEC IAPD

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PAUL ARTHUR HOLLINS

Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY

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