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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-11-25 |
| TX | RA | APPROVED | 2025-11-25 |
Branch Locations
6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centre College | Ky | KY | 09/2019 | 05/2023 |
| Unemployed | Louisville | KY | 03/2024 | 06/2024 |
| Jimmy Johns | Ky | KY | 01/2021 | 05/2021 |
| Popp Machine And Tool | Ky | KY | 05/2017 | 07/2018 |
| Elite Pool Management | Ky | KY | 06/2019 | 08/2019 |
| Fidelity Investments | Greenwood Village | CO | 06/2024 | Present |
| Bluegrass Pizza And Pub | | Ky | KY | 09/2022 | 05/2023 |
| Louisville Male High School | Ky | KY | 08/2015 | 06/2019 |
| Empire Global Ventures | Ny | NY | 08/2021 | 12/2021 |
| Unemployed | - | KY | 01/2012 | 08/2017 |
| Shore Beach Service | Sc | SC | 06/2021 | 08/2023 |
| Edelweiss Lodge And Resort | Fort Belvoir | VA | 09/2023 | 03/2024 |
| Speedwash Car Wash | Ky | KY | 05/2020 | 08/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-18 |
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