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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-25
TX RA APPROVED 2025-06-25
  • NY RA
    APPROVED
    Since 2025-06-25
  • TX RA
    APPROVED
    Since 2025-06-25

Branch Locations

171 S. Riverside Avenue, Croton On Hudson, NY 10520 • United States

20 N Salem Rd, Cross River, NY 10518 • United States

925 Westchester Ave, West Harrison, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. White Plains NY 04/2024 11/2024
Pnc Bank/Pnc Financial Services Group, Inc Erie PA 08/2018 05/2023
Advance Auto Parts Philippi WV 01/2016 09/2017
Unemployed Bronxville NY 06/2023 03/2024
Unemployed Erie PA 10/2017 07/2018
Lpl Enterprise, Llc White Plains NY 11/2024 03/2025
J.P. Morgan Securities Llc Cross River NY 06/2025 Present
Jpmorgan Chase Bank, N.A. Cross River NY 06/2025 Present
Prudential Advisors White Plains NY 09/2024 02/2025
Unemployed Bronxville NY 04/2025 05/2025
  • 04/2024 → 11/2024
    White Plains, NY
  • 08/2018 → 05/2023
    Pnc Bank/Pnc Financial Services Group, Inc
    Erie, PA
  • 01/2016 → 09/2017
    Advance Auto Parts
    Philippi, WV
  • 06/2023 → 03/2024
    Unemployed
    Bronxville, NY
  • 10/2017 → 07/2018
    Unemployed
    Erie, PA
  • 11/2024 → 03/2025
    White Plains, NY
  • 06/2025 → Present
    Cross River, NY
  • 06/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Cross River, NY
  • 09/2024 → 02/2025
    Prudential Advisors
    White Plains, NY
  • 04/2025 → 05/2025
    Unemployed
    Bronxville, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-12
  • S66 Uniform Combined State Law Examination
    2024-09-12
Other Names
  • Paul Eshleman
  • Paul E Eshleman
  • Paul Edward Eshleman

View on SEC IAPD

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