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Richard Joseph Nappi

J.P. Morgan Securities LLC

Croton On Hudson, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-08
  • NY RA
    APPROVED
    Since 2023-09-08

Branch Locations

171 S. Riverside Avenue, Croton On Hudson, NY 10520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Croton On Hudson NY 09/2015 Present
Jpmorgan Chase Bank, N.A. Croton On Hudson NY 09/2015 Present
  • 09/2015 → Present
    J.P. Morgan Securities Llc
    Croton On Hudson, NY
  • 09/2015 → Present
    Jpmorgan Chase Bank, N.A.
    Croton On Hudson, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-20
S63 Uniform Securities Agent State Law Examination 2015-07-17
  • S66 Uniform Combined State Law Examination
    2023-07-20
  • S63 Uniform Securities Agent State Law Examination
    2015-07-17
Other Names
  • Richard J Nappi
  • Richard Joseph Nappi

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CROTON ON HUDSON, NY
HUDSON VIEW ADVISORS, LLC · CROTON-ON-HUDSON, NY
COMBERIATE, LEONARD B. · OSSINING, NY
KARAGOSIAN FINANCIAL SERVICES, INC · CROTON ON HUDSON, NY
HUDSON HERITAGE CAPITAL MANAGEMENT, INC. · CROTON-ON-HUDSON, NY
KESTRA ADVISORY SERVICES, LLC · Ossining, NY
SPC · Ossining, NY
J.P. MORGAN SECURITIES LLC · CROTON-ON-HUDSON, NY

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