Best Investors Account Sign in

Wanda Vasse Koerner

J.P. Morgan Securities LLC

Croton On Hudson, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2017-06-06
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2017-06-06
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

171 S. Riverside Avenue, Croton On Hudson, NY 10520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Croton On Hudson NY 10/2012 Present
Jpmorgan Chase Bank, Na. Croton On Hudson NY 10/2006 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Croton On Hudson, NY
  • 10/2006 → Present
    Jpmorgan Chase Bank, Na.
    Croton On Hudson, NY
Previous Registrations
  • 2006-10-04 → 2012-10-01
    Chase Investment Services Corp.
    Ossining, NY
    Croton, NY
    Croton-On-Hudson, NY
    Mount Kisco, NY
    Chappagua, NY
  • 2005-12-01 → 2006-10-04
    Bny Investment Center Inc.
    New York, NY
    New York, NY
    Croton-On-Hudson, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-27
S63 Uniform Securities Agent State Law Examination 2002-01-30
  • S65 Uniform Investment Adviser Law Examination
    2005-05-27
  • S63 Uniform Securities Agent State Law Examination
    2002-01-30
Other Names
  • Wanda Gonzalez
  • Wanda Vializ
  • Wanda Ivette Vasse
  • Wanda Ivette Vasse Koerner

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
HUDSON VIEW ADVISORS, LLC
COMBERIATE, LEONARD B.
KARAGOSIAN FINANCIAL SERVICES, INC
HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
KESTRA ADVISORY SERVICES, LLC
SPC
CITIGROUP GLOBAL MARKETS INC.

Other Investors

Nicholas Koenig
Richard Joseph Nappi
David Toapanta
Paul Eshleman
JOHN LAURENCE LERNER
DENNIS RENEE ARNOLD
THOMAS GERARD FARANDA
SEAVER THOMAS WANG

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CROTON ON HUDSON, NY
HUDSON VIEW ADVISORS, LLC · CROTON-ON-HUDSON, NY
COMBERIATE, LEONARD B. · OSSINING, NY
KARAGOSIAN FINANCIAL SERVICES, INC · CROTON ON HUDSON, NY
HUDSON HERITAGE CAPITAL MANAGEMENT, INC. · CROTON-ON-HUDSON, NY
KESTRA ADVISORY SERVICES, LLC · Ossining, NY
SPC · Ossining, NY
J.P. MORGAN SECURITIES LLC · CROTON-ON-HUDSON, NY

More in Croton On Hudson, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor