Nicholas Koenig

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 10/2023
  Around The House Llc.
  Saugerties, NY
• 09/2017 → 06/2019
  Foresters Financial Services, Inc
  New York, NY
• 05/2019 → 10/2023
  Cetera Investment Services Llc
  New York, NY
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Croton On Hudson, NY
• 10/2023 → Present
  J.P. Morgan Securities Llc
  Croton On Hudson, NY
• 01/2024 → Present
  Around The House Llc.
  Saugerties, NY

Other Businesses

Entity Name: Around The House LLC. Investment related: No Address: Saugerties NY 12477 Nature of the other business: Construction Position/Title/Relationship: Employee/Contractor Start Date: 01/20/2024 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No connection to JPMC. Construction job that will be done on weekends.

Exams

• S66 Uniform Combined State Law Examination
  2025-11-25
• S63 Uniform Securities Agent State Law Examination
  2018-10-12

Other Names

• Nicholas Ziegfried Koenig