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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-25
  • NY RA
    APPROVED
    Since 2025-11-25

Branch Locations

171 S. Riverside Avenue, Croton On Hudson, NY 10520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Around The House Llc. Saugerties NY 06/2012 10/2023
Foresters Financial Services, Inc New York NY 09/2017 06/2019
Cetera Investment Services Llc New York NY 05/2019 10/2023
Jpmorgan Chase Bank, N.A. Croton On Hudson NY 10/2023 Present
J.P. Morgan Securities Llc Croton On Hudson NY 10/2023 Present
Around The House Llc. Saugerties NY 01/2024 Present
  • 06/2012 → 10/2023
    Around The House Llc.
    Saugerties, NY
  • 09/2017 → 06/2019
    Foresters Financial Services, Inc
    New York, NY
  • 05/2019 → 10/2023
    Cetera Investment Services Llc
    New York, NY
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Croton On Hudson, NY
  • 10/2023 → Present
    Croton On Hudson, NY
  • 01/2024 → Present
    Around The House Llc.
    Saugerties, NY
Other Businesses

Entity Name: Around The House LLC. Investment related: No Address: Saugerties NY 12477 Nature of the other business: Construction Position/Title/Relationship: Employee/Contractor Start Date: 01/20/2024 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No connection to JPMC. Construction job that will be done on weekends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-25
S63 Uniform Securities Agent State Law Examination 2018-10-12
  • S66 Uniform Combined State Law Examination
    2025-11-25
  • S63 Uniform Securities Agent State Law Examination
    2018-10-12
Other Names
  • Nicholas Ziegfried Koenig

View on SEC IAPD

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