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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-13
  • CA RA
    APPROVED
    Since 2024-12-13

Branch Locations

3 Twin Dolphin Dr # 100, Redwood City, CA 94065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mortys Cafe Logan UT 04/2019 08/2019
The Mountain Winery Saratoga CA 09/2019 01/2020
Testarossa Winery Los Gatos CA 04/2021 06/2024
Bridgford Construction Los Gatos CA 06/2017 08/2017
Los Gatos High School Student Los Gatos CA 06/2014 06/2018
Utah State University Student Logan UT 08/2018 12/2019
West Valley Community College Student Saratoga CA 01/2020 06/2021
Student San Jose CA 08/2021 06/2023
Christopher Andrews Redwood City CA 06/2024 09/2024
Unemployed Los Gatos CA 06/2018 08/2018
Christopher Andrews Redwood City CA 09/2024 Present
Northwestern Mutual Investment Services Llc Redwood City CA 09/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2025 Present
  • 04/2019 → 08/2019
    Mortys Cafe
    Logan, UT
  • 09/2019 → 01/2020
    The Mountain Winery
    Saratoga, CA
  • 04/2021 → 06/2024
    Testarossa Winery
    Los Gatos, CA
  • 06/2017 → 08/2017
    Bridgford Construction
    Los Gatos, CA
  • 06/2014 → 06/2018
    Los Gatos High School Student
    Los Gatos, CA
  • 08/2018 → 12/2019
    Utah State University Student
    Logan, UT
  • 01/2020 → 06/2021
    West Valley Community College Student
    Saratoga, CA
  • 08/2021 → 06/2023
    Student
    San Jose, CA
  • 06/2024 → 09/2024
    Christopher Andrews
    Redwood City, CA
  • 06/2018 → 08/2018
    Unemployed
    Los Gatos, CA
  • 09/2024 → Present
    Christopher Andrews
    Redwood City, CA
  • 09/2024 → Present
    Redwood City, CA
  • 01/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-02
  • S66 Uniform Combined State Law Examination
    2024-08-02
Other Names
  • Max Hendrik Julian

View on SEC IAPD

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