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Austin David Roberts

Mission Wealth Management, LP

Santa Barbara, CA

CRD 7939991

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Employer firm

Mission Wealth Management, LP CRD 113057

$17.0B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • FAMILY WEALTH MANAGEMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-09
  • CA RA
    APPROVED
    Since 2024-07-09

Branch Locations

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mission Wealth Management, Lp Santa Barbara CA 04/2023 06/2024
Student Santa Barbara CA 08/2010 06/2024
Mission Wealth Management, Lp Santa Barbara CA 06/2024 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-09
  • S65 Uniform Investment Adviser Law Examination
    2024-07-09

View on SEC IAPD

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Nearby Investors

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Nearby Offices

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