Gavin Potterfield

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
• 06/2017 → 08/2021
  York Manor Swim Club
  Lutherville, MD
• 06/2019 → 09/2019
  Beaver Dam Swim Club
  Cockeysville, MD
• 05/2022 → 07/2023
  Hightopps Bar And Grille
  Cockeysville, MD
• 06/2024 → 08/2024
  Delta Financial Advisors
  Kensington, MD
• 08/2023 → 06/2024
  Humana Inc
  Louisville, KY
• 08/2024 → 05/2025
  University Of Louisville
  Louisville, KY
• 06/2015 → 05/2017
  Unemployed
  Lutherville, MD
• 09/2021 → 04/2022
  University Of Louisville
  Louisville, MD

Exams

• S66 Uniform Combined State Law Examination
  2025-09-16

Other Names

• Gavin Ward Potterfield