Max Marvin Demby

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-14
CO	RA	APPROVED	2024-07-18
IN	RA	APPROVED	2024-07-18

TX RA
APPROVED

Since 2025-03-14
CO RA
APPROVED

Since 2024-07-18
IN RA
APPROVED

Since 2024-07-18

Branch Locations

2373 Central Park Blvd #100, Denver, CO 80238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Albert Frei And Sons, Inc.	Henderson	CO	05/2018	01/2024
Ernst And Young, Llp	Denver	CO	09/2016	05/2018
Unemployed	Denver	CO	05/2016	09/2016
Unemployed	Denver	CO	01/2024	06/2024
Lpl Financial Llc	Denver	CO	06/2024	Present

05/2018 → 01/2024

Albert Frei And Sons, Inc.

Henderson, CO
09/2016 → 05/2018

Ernst And Young, Llp

Denver, CO
05/2016 → 09/2016

Unemployed

Denver, CO
01/2024 → 06/2024

Unemployed

Denver, CO
06/2024 → Present

Lpl Financial Llc

Denver, CO

Other Businesses

1) 06/2024 - Latitude Financial Group LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 160 Hrs per month - 100% Time Spent - Start date 06/14/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-29

S66 Uniform Combined State Law Examination

2024-05-29

Other Names

Max Demby

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

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Exams

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