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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-27
CA RA APPROVED 2025-09-18
  • TX RA
    APPROVED
    Since 2026-04-27
  • CA RA
    APPROVED
    Since 2025-09-18

Branch Locations

1211 Sw 5Th Ave, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 06/2024 08/2025
Madewell Portland OR 05/2024 Present
Unemployed Portland OR 11/2023 05/2024
Antica Terra/Makk Wines Dundee OR 12/2022 11/2023
Raptor Ridge Winery Newberg OR 07/2022 11/2022
Unemployed Portland OR 06/2022 07/2022
Auteur Wines Sonoma CA 02/2021 06/2022
Unemployed Santa Rosa CA 10/2020 02/2021
Dutton Goldfield Winery Sebastopol CA 08/2020 10/2020
Unemployed Santa Rosa CA 06/2020 08/2020
Seco! By Pom Pom/Himitsu Washington DC 04/2020 06/2020
Pineapple And Pearls/Rose's Restaurant Group, Llc Washington DC 02/2018 06/2020
Domestique Wine Shop Washington DC 04/2019 01/2020
Fiola Mare Washington DC 12/2017 02/2018
Pearl Dive Oyster Palace Washington DC 05/2017 12/2017
Caci, Inc. Arlington VA 06/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland OR 08/2025 Present
Bank Of America, N.A. Portland OR 10/2025 Present
  • 06/2024 → 08/2025
    New York, NY
  • 05/2024 → Present
    Madewell
    Portland, OR
  • 11/2023 → 05/2024
    Unemployed
    Portland, OR
  • 12/2022 → 11/2023
    Antica Terra/Makk Wines
    Dundee, OR
  • 07/2022 → 11/2022
    Raptor Ridge Winery
    Newberg, OR
  • 06/2022 → 07/2022
    Unemployed
    Portland, OR
  • 02/2021 → 06/2022
    Auteur Wines
    Sonoma, CA
  • 10/2020 → 02/2021
    Unemployed
    Santa Rosa, CA
  • 08/2020 → 10/2020
    Dutton Goldfield Winery
    Sebastopol, CA
  • 06/2020 → 08/2020
    Unemployed
    Santa Rosa, CA
  • 04/2020 → 06/2020
    Seco! By Pom Pom/Himitsu
    Washington, DC
  • 02/2018 → 06/2020
    Pineapple And Pearls/Rose's Restaurant Group, Llc
    Washington, DC
  • 04/2019 → 01/2020
    Domestique Wine Shop
    Washington, DC
  • 12/2017 → 02/2018
    Fiola Mare
    Washington, DC
  • 05/2017 → 12/2017
    Pearl Dive Oyster Palace
    Washington, DC
  • 06/2016 → 05/2017
    Caci, Inc.
    Arlington, VA
  • 08/2025 → Present
    Portland, OR
  • 10/2025 → Present
    Bank Of America, N.A.
    Portland, OR
Previous Registrations
Other Businesses

Rover LLC, Olympia, WA 98501, Pet Sitter, approx. 8 hrs. month, $5K annual comp.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-12
  • S66 Uniform Combined State Law Examination
    2024-08-12
Other Names
  • Catherine Casey Rath
  • Casey Rath
  • Catherine C Rath

View on SEC IAPD

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