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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-02
OR RA APPROVED 2008-06-30
  • TX RA
    APPROVED_RES
    Since 2009-02-02
  • OR RA
    APPROVED
    Since 2008-06-30

Branch Locations

12725 Sw 66Th Ave Ste 102, Portland, OR 97223-2547 • United States

Portland, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Reserve, Inc Portland OR 12/2003 Present
Cambridge Investment Research, Inc Fairfield IA 06/2008 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2008 Present
Previous Registrations
  • 2004-08-02 → 2008-07-08
    1717 Capital Management Company
    Portland, OR
    Portland, OR
Other Businesses

1) FINANCIAL RESERVE INC, 12725 SW 66TH AVE STE 102, PORTLAND, OR, 01/2008. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-5/WK-3/TRADING. 2) FINANCIAL RESERVE INC, 12725 SW 66TH AVE STE 102, PORTLAND, OR, 07/2004. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/WK-2/TRADING. 3) SOLIDGOLDUNICORN, OWNER; SPORTS TRADING CARDS SALES, 7504 SW 53RD AVE, PORTLAND, OREGON. NIR. 10/21/2021. 15 HOURS/MONTH, 0 TRADING HOURS/MONTH. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/27/2008 5) AP TAX, 12725 SW 66th Ave, Suite 102, Portland OR 97223, United States, 10/2025, Referral source, Referrals, NIR, 1 HR/MO, 1 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-31
  • S66 Uniform Combined State Law Examination
    2004-07-31

View on SEC IAPD

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