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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-04
OR RA APPROVED 2016-08-24
  • TX RA
    APPROVED_RES
    Since 2021-10-04
  • OR RA
    APPROVED
    Since 2016-08-24

Branch Locations

12725 Sw 66Th Ave. Ste. 102, Portland, OR 97223 • United States

Portland, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 08/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2016 Present
Previous Registrations
  • 2015-02-12 → 2016-09-22
    Imc
    Portland, OR
  • 2011-10-07 → 2016-08-01
    Kms Financial Services, Inc.
    Seattle, WA
    Portland, OR
    Portland, OR
    Portland, OR
  • 2005-06-22 → 2011-09-23
    Portland, OR
Other Businesses

1.FINANCIAL RESERVE INC, 12725 SW 66TH AVE STE 102, PORTLAND, OR, 8/2016, PROVIDE ADVICE AND COUNSELING IN THE AREAS OF CAREER AND NETWORKING; PERSONL BUDGETING; CONSUMER, CREDIT, AND GOAL MGMT; HEALTH; AND TIME MGMT. NIR - 15 HR/WK - 5/TRADING. 2.FINANCIAL RESERVE INC, 12725 SW 66TH AVE STE 102, PORTLAND, OR, 8/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/WK - 2/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15 HR/WK - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.RENTAL PROPERTY OWNER, PORTLAND, OR, 8/2005. NIR - 1 HR/MO - 0/TRADING. 5. AP TAX LLC, 12725 SW 66th Ave, Suite 102, Tigard OR 97223, United States, 10/20/2025, Referral Source, Referrals, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-12
S63 Uniform Securities Agent State Law Examination 1997-07-22
  • S66 Uniform Combined State Law Examination
    2003-03-12
  • S63 Uniform Securities Agent State Law Examination
    1997-07-22
Other Names
  • Jackie Pasciak

View on SEC IAPD

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