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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2019-08-01
  • OR RA
    APPROVED
    Since 2019-08-01

Branch Locations

12725 Sw 66Th Ave Ste 102, Portland, OR 97223-2553 • United States

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Reserve Portland OR 03/2019 Present
Northwestern Mutual Orlando FL 07/2017 02/2019
Haven Bar And Grill Lopez Island WA 06/2015 09/2018
Rollins College Winter Park FL 08/2014 05/2018
Cambridge Investment Research, Inc. Fairfield IA 03/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2019 Present
  • 03/2019 → Present
    Financial Reserve
    Portland, OR
  • 07/2017 → 02/2019
    Northwestern Mutual
    Orlando, FL
  • 06/2015 → 09/2018
    Haven Bar And Grill
    Lopez Island, WA
  • 08/2014 → 05/2018
    Rollins College
    Winter Park, FL
  • 03/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2019 → Present
    Fairfield, IA
Other Businesses

1. FINANCIAL RESERVE, 12725 SW 66TH AVE STE 102, PORTLAND OR, 03/2019. PERSONAL ECONOMIC ADVISOR, COUNSELING IN CAREER AND PERSONAL FINANCIAL MANAGEMENT. NIR-15/WK-5/TRADING. 2. INDEPENDENT INSURANCE AGENT, 12725 SW 66TH AVE STE 102, PORTLAND, OR, 03/2019. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/WK-2/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. LAKE OSWEGO CHAMBER OF COMMERCE, 459 THIRD STREET, LAKE OSWEGO, OR, VOLUNTEER FUNDRAISING COMMITEE MEMBER, 01/16/20, NIR, 8/MO- 5/TRADING 5. MUSIC PRODUCTION, 1953 INDIAL TRAIL, LAKE OSWEGO, OR, 11/01/20, NIR, 5/WK- 0/TRADING 6. AP TAX - OBA, 12725 SW 66th Ave, Ste 102, Portland OR 97223, United States, 10/20/2025, Referral source, Referrals, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-27
  • S66 Uniform Combined State Law Examination
    2019-07-27
Designations
Other Names
  • Derek Cram

View on SEC IAPD

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