Duke Ferrara

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-01-02
TX	RA	APPROVED	2025-12-22

CT RA
APPROVED

Since 2026-01-02
TX RA
APPROVED

Since 2025-12-22

Branch Locations

55 William Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc	Wellesley	MA	09/2025	Present
Colby College	Waterville	ME	09/2021	06/2025
Noble And Greenough School	Dedham	MA	09/2015	06/2021

09/2025 → Present

Ubs Financial Services, Inc

Wellesley, MA
09/2021 → 06/2025

Colby College

Waterville, ME
09/2015 → 06/2021

Noble And Greenough School

Dedham, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-20

S66 Uniform Combined State Law Examination

2025-12-20

View on SEC IAPD

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