Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2000-01-10
  • OH RA
    APPROVED
    Since 2000-01-10

Branch Locations

5954 Renaissance Pl Ste A, Toledo, OH 43623-4717 • United States

912 E 2Nd St Ste 103, Defiance, OH 43512-2490 • United States

Perrysburg, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Toledo OH 09/2005 03/2020
Ameriprise Financial Service, Llc Toledo OH 12/2000 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Toledo, OH
  • 12/2000 → Present
    Ameriprise Financial Service, Llc
    Toledo, OH
Other Businesses

Outside Employment; United Parcel Service (UPS); Small Sort Package Sorter; Shipping; 55 Glenlake Pkwy NE, , Atlanta, GA, 30328; Not Investment-Related; 09/18/2000; 60 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-06-15
  • S63 Uniform Securities Agent State Law Examination
    1999-06-15

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Toledo, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor